Financial and Securities Fraud Attorneys Chicago | Landsman Saldinger Carroll, PLLC

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Fighting Fraud. Protecting Integrity. Securing Justice.

At Landsman Saldinger Carroll (LSC), we understand that trust is the bedrock of our financial system. Investors trust brokers to protect their life savings. Financial advisors trust firms to treat them fairly. And the public trusts that markets operate with integrity. But when fraud infects that system—when deceit replaces duty and profits come before principles—we take action.

Based in Chicago, our financial and securities fraud attorneys are aggressive litigators with deep experience on both sides of the financial system. Whether you are an investor who has been misled or a financial advisor who has been wronged by your firm, we are ready to fight for you. We represent individuals, institutions, and professionals across the country in complex securities disputes, arbitration proceedings, and fraud litigation.

Securities Fraud: The Stakes Couldn’t Be Higher

The integrity of the financial markets is essential to the efficient operation of the U.S. economy. When that integrity is compromised—through false statements, misrepresentations, or outright theft—it doesn’t just affect one person. It threatens the confidence of everyone participating in the market.

At LSC, we aggressively pursue claims of financial and securities fraud involving:

Misrepresentation and omission of material facts
Insider trading
Ponzi schemes and investment scams
Unauthorized trading
Account churning
Breach of fiduciary duty
Failure to supervise

Whether your losses stem from traditional brokerage accounts, hedge funds, private placements, or other investment vehicles, our team can help you hold the responsible parties accountable.

Representing Defrauded Investors

You worked hard for your money. You placed it in the hands of someone you believed was qualified, experienced, and trustworthy. When that trust is violated, you deserve more than sympathy—you deserve justice.

We represent investors—both individuals and institutions—who have suffered financial losses due to:

Unsuitable Investments: Were you placed into high-risk or illiquid products that didn’t match your goals or risk tolerance?
Churning: Has your advisor excessively traded your account to generate commissions, rather than serve your interests?
Misappropriation of Funds: Has your advisor misused or stolen money from your investment accounts?
Breach of Fiduciary Duty: Did your advisor prioritize their own financial gain over your best interests?

When trusted advisors abandon their fiduciary duty, LSC is here to hold them accountable.

Broker Negligence is often at the heart of these claims. Whether your broker failed to conduct adequate due diligence, ignored your financial objectives, or failed to disclose key risks, we will pursue full compensation for the harm caused.

Representing Financial Advisors and Industry Professionals

Not all wrongdoing originates with brokers or advisors. In many cases, financial firms themselves abuse the people who work for them—through unjust terminations, defamatory statements, withheld compensation, or manufactured compliance issues.

At LSC, we stand with financial professionals—advisors, analysts, and other insiders—who have been harmed by the very institutions that hired them.

Wrongful Termination: Were you fired for reasons that violate your employment agreement or public policy?
Defamation: Has your reputation been damaged by false U5 disclosures or other malicious conduct?
Retaliation and Whistleblower Claims: Were you punished for doing the right thing or reporting illegal conduct?

Our wrongful termination and defamation attorneys represent financial professionals nationwide in disputes against major firms. We know how these companies operate. We’ve seen the patterns, the tactics, and the coverups. We know what to expect—and how to fight back.

Our experience with FINRA arbitration, SEC enforcement investigations, and regulatory compliance matters allows us to build strong, strategic cases that protect your career, reputation, and future.

Complex Investment Losses: Hedge Funds, Private Placements, and Alternative Investments

Investors in hedge funds and other alternative investment vehicles often face unique risks—lack of transparency, complex fund structures, and limited redemption options. When those investments go bad, uncovering fraud or negligence can be difficult without experienced counsel.

At LSC, we represent investors harmed by:

Hedge Fund Losses caused by mismanagement, self-dealing, or fund misrepresentation
Private Placement Failures that failed to disclose key financial or operational risks
Real Estate Investment Trusts (REITs) and Structured Products that were unsuitable or misrepresented

We dive deep into the facts, often uncovering misconduct that others missed. Our attorneys work with forensic accountants and industry experts to build powerful, evidence-based cases against negligent fund managers and advisory firms.

A Strategic, Trial-Ready Approach

Litigating complex financial cases requires more than legal knowledge—it requires strategy, stamina, and an understanding of how financial firms and markets operate behind the scenes.

At LSC, our litigators come prepared. We:

Conduct deep investigations to uncover misconduct
Analyze brokerage records, trading history, and firm communications
Work with expert witnesses to explain technical matters
Negotiate aggressively—but never at the expense of our client’s interests
Prepare every case as if it’s going to trial

Our team has successfully represented clients in high-stakes arbitrations before FINRA, regulatory proceedings before the SEC, and litigation in state and federal courts nationwide.

Why Clients Choose LSC for Financial and Securities Fraud

Battle-Tested Litigators: We’re not just paper pushers—we’re courtroom advocates who know how to win.
Strategic Thinkers: Every case is a chess match. We anticipate our opponent’s moves and act accordingly.
Individualized Attention: No two clients—or frauds—are the same. We dig deeper, learn the full picture, and craft tailored legal strategies.
Experience on Both Sides: We represent investors, financial professionals, and industry insiders. This gives us an edge—because we understand how both sides think.
Nationwide Reach: Securities law is federal. No matter where you’re located, we’re ready to take on your case.

Practice Areas We Handle in Financial and Securities Fraud

To help you better understand the scope of our services, here are specific areas where we provide representation:

Broker Negligence

When a broker fails in their duty to recommend appropriate investments, provide accurate information, or monitor an account, that negligence can cost you dearly. We pursue these claims aggressively.

Wrongful Termination & Defamation

From retaliatory firings to false accusations that damage your professional reputation, we represent financial professionals looking to clear their name and seek damages.

Hedge Fund Losses

Opaque fund structures and complex financial instruments can hide significant risks. When fraud, misrepresentation, or negligence is uncovered, we help investors fight back and recover.

FINRA Arbitration & SEC Proceedings

We guide clients through the complex rules and procedures of arbitration and administrative hearings. Our experience navigating these regulatory bodies gives clients a decisive advantage.

Talk to the Financial and Securities Fraud Attorneys at Landsman Saldinger Carroll Today

Whether you’ve lost money at the hands of a dishonest broker or have been mistreated by a firm that once called you family, Landsman Saldinger Carroll is here to help.

Every case matters to us. We bring the same intensity, strategic insight, and personal investment to every client—regardless of the size of the case or the profile of the defendant.

We don’t just react. We act. And we don’t back down.

Financial and Securities Fraud Attorneys